Thieler Law Corp, member of the Investor Attorney Network, is investigating whether certain officers and directors of E*TRADE Financial Corp (NASDAQ: ETFC) violated securities laws in connection with certain financial statements.
The investigation seeks to discover if possible claims on behalf of purchasers of the securities of E*TRADE Financial Corp (NASDAQ: ETFC) concerning whether a series of statements by E*TRADE Financial Corporation regarding its business, its prospects and its operations were materially false and misleading at the time they were made.
On June 2, 2016, the Financial Industry Regulatory Authority announced that it has censured and fined E*Trade Securities LLC $900,000 for failing to conduct an adequate review of the quality of execution of its customers’ orders and for supervisory deficiencies concerning the protection of customer order information.
Based in New York, New York, and founded in 1982 E*TRADE Financial Corporation provides brokerage and related products and services primarily to individual retail investors under the E*TRADE Financial brand name.
If you purchased shares of E*TRADE Financial Corp (NASDAQ: ETFC) on or before June 2, 2016, you should contact Thieler Law Corp at mail@thielerlaw.com or call +1 (619) 377 - 4324.
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